Unified Pension Scheme (UPS)

Ø Introduction

·      The Unified Pension Scheme (UPS) is introduced as an option under the National Pension System (NPS).

·      It is applicable to Central Government employees covered under NPS who opt for this scheme.

·      The scheme takes effect from April 1, 2025.

Ø Eligibility

·      Employees must be part of NPS and choose UPS.

Assured payouts are applicable in three cases:

·      Superannuation after at least 10 years of service.

·      Retirement under FR 56(j) (not as a penalty).

·      Voluntary Retirement (VRS) after 25 years of service.

v Employees dismissed, removed, or resigned are not eligible for assured payouts.

Benefits Under UPS

Ø Assured Monthly Pension:

 

·      50% of the average basic pay (last 12 months) for those with 25+ years of service.

·      Proportionate payout for those with less than 25 years of service.

·      Minimum assured pension of ₹10,000 per month for those retiring after at least 10 years of service.

·      In case of VRS after 25 years, pension starts from the date of superannuation.

Ø Family Pension:

 

·      In case of the employee’s death, 60% of the pension is given to the legally wedded spouse.

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Dearness Relief (DR):

 

·      DR is applicable to both the pensioner and family pensioner.

Lump-Sum Payment on Retirement:

 

·      10% of monthly emoluments (Basic Pay + DA) per 6 months of completed service.

·      This does not affect the assured pension.

Contribution Structure

Ø Two types of corpus:

 

·      Individual Corpus (Employee + Government contribution).

·      Pool Corpus (Additional Government contribution).

 

Contribution Rates:

 

·      Employee: 10% of Basic Pay + DA.

·      Government (matching): 10% of Basic Pay + DA.

·      Additional Government Contribution: 8.5% of Basic Pay + DA (for Pool Corpus).

Investment & Fund Management

·      Employees can choose investment options for the Individual Corpus.

·      The Government manages the Pool Corpus.

·      If no investment choice is made, a default investment pattern applies.

·      Retirement Process

Corpus Transfer:

 

·      On retirement, the NPS corpus is transferred to the UPS corpus.

·      The amount is matched with a benchmark corpus.

·      If the individual corpus is less than the benchmark, the employee can contribute more.

·      If the individual corpus is higher, the extra amount is credited to the employee.

Partial Withdrawals: If an employee has made withdrawals, it impacts the pension amount.

Employees who retired before UPS implementation:

 

·      They can opt-in.

·      Top-up amounts will be provided as determined by Pension Fund Regulatory and Development Authority (PFRDA).

·      Interest will be paid on past periods.

Other Conditions

·      Employees who choose UPS cannot claim any additional benefits later.

·      Special provisions will be made for employees with disciplinary proceedings.

 

Multiple Choice Questions

 

1.    What is the primary objective of the Unified Pension Scheme?

A)  To replace the National Pension System

B)  To provide an assured payout option under the National Pension System

C)  To eliminate pension benefits for government employees

D)  To privatize pension funds

 

Answer: B) To provide an assured payout option under the National Pension System

 

2.    What is the minimum qualifying service required for an employee to be eligible for assured payout under the Unified Pension Scheme?

A)  5 years

B)  10 years

C)  15 years

D)  25 years

 

Answer: B) 10 years

 

3.    Under the Unified Pension Scheme, what percentage of the 12-month average basic pay will be given as full assured payout after superannuation?

A)  40%

B)  50%

C)  60%

D)  75%

 

Answer: B) 50%

 

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4.    What is the minimum guaranteed payout under the Unified Pension Scheme for an employee who retires after at least 10 years of qualifying service?

A)  ₹5,000 per month

B)  ₹7,500 per month

C)  ₹10,000 per month

D)  ₹15,000 per month

 

Answer: C) ₹10,000 per month

 

5.    Which type of employees are NOT eligible for assured payout under the Unified Pension Scheme?

A)  Employees who voluntarily retire after 25 years of service

B)  Employees who are dismissed from service

C)  Employees who retire under FR 56 (j)

D)  Employees who superannuate after 10 years of service

 

Answer: B) Employees who are dismissed from service

 

6.    How much additional contribution will the Central Government make under the pool corpus for supporting assured payouts?

A)  5% of basic pay + Dearness Allowance

B)  8.5% of basic pay + Dearness Allowance

C)  10% of basic pay + Dearness Allowance

D)  12% of basic pay + Dearness Allowance

 

Answer: B) 8.5% of basic pay + Dearness Allowance

 

7.    How frequently will an employee be informed about the value of their individual corpus under the Unified Pension Scheme?

A)  Monthly

B)  Quarterly

C)  Annually

D)  Periodically as determined by the authority

 

Answer: D) Periodically as determined by the authority

 

8.    Under what conditions will an employee's family receive 60% of the assured payout?

A)  If the employee resigns from service

B)  If the employee is dismissed from service

C)  If the employee dies after superannuation

D)  If the employee does not opt for the Unified Pension Scheme

 

Answer: C) If the employee dies after superannuation

 

9.    What is the effective date for the operationalization of the Unified Pension Scheme?

A)  1st January 2025

B)  1st March 2025

C)  1st April 2025

D)  1st July 2025

 

Answer: C) 1st April 2025

 

10.  Under the Unified Pension Scheme, how much is the employee required to contribute towards their individual corpus?

A)  5% of basic pay + DA

B)  8.5% of basic pay + DA

C)  10% of basic pay + DA

D)  12% of basic pay + DA

 

Answer: C) 10% of basic pay + DA

 

11. What happens to an employee's National Pension System (NPS) corpus if they opt for the Unified Pension Scheme?

A)  It remains in the NPS account

B)  It is transferred to their individual corpus under the Unified Pension Scheme

C)  It is forfeited by the government

D)  It is refunded to the employee in full

 

Answer: B) It is transferred to their individual corpus under the Unified Pension Scheme

 

12. Who regulates the investment choices of the individual corpus under the Unified Pension Scheme?

A)  Reserve Bank of India (RBI)

B)  Pension Fund Regulatory and Development Authority (PFRDA)

C)  Ministry of Finance

D)  Securities and Exchange Board of India (SEBI)

 

Answer: B) Pension Fund Regulatory and Development Authority (PFRDA)

 

13. What happens if an employee does not select an investment choice for their individual corpus?

A)  Their contribution will be returned

B)  It will be invested based on the ‘default pattern’ defined by PFRDA

C)  It will be transferred to the pool corpus

D)  They will lose their pension benefits

 

Answer: B) It will be invested based on the ‘default pattern’ defined by PFRDA

 

14. If an employee voluntarily retires after 25 years of qualifying service, when does the assured payout start?

A)  Immediately upon retirement

B)  After 5 years of retirement

C)  On the date they would have reached superannuation age

D)  After 10 years of retirement

 

Answer: C) On the date they would have reached superannuation age

 

15. What happens if an employee's individual corpus is less than the benchmark corpus at retirement?

A)  The employee must arrange additional contributions

B)  The employee will not receive any pension

C)  The government will cover the difference

D)  The payout will be reduced proportionally

 

Answer: D) The payout will be reduced proportionally

 

16. What is the lump sum payment an employee receives at superannuation based on?

A)  10% of monthly emoluments for every completed six months of qualifying service

B)  20% of the total pension corpus

C)  A fixed amount set by the government

D)  Only the employee’s contributions without employer matching

 

Answer: A) 10% of monthly emoluments for every completed six months of qualifying service

 

17. Which employees are eligible to switch to the Unified Pension Scheme?

A)  Only new government employees joining after 2025

B)  Only employees who joined after 2019

C)  Both existing and future employees under the National Pension System (NPS)

D)  Only employees who have completed 25 years of service

 

Answer: C) Both existing and future employees under the National Pension System (NPS)

 

18. What is the role of the pool corpus under the Unified Pension Scheme?

A)  To manage investment for employees

B)  To provide assured payouts by pooling additional government contributions

C)  To distribute retirement benefits equally among all employees

D)  To replace the individual corpus

 

Answer: B) To provide assured payouts by pooling additional government contributions

 

19. If an employee passes away after retirement, how much of the assured payout is given to their legally wedded spouse?

A)  100% of the payout

B)  80% of the payout

C)  60% of the payout

D)  No payout is provided

 

Answer: C) 60% of the payout

 

20. Can an employee opt out of the Unified Pension Scheme once they have chosen it?

A)  Yes, within the first 5 years

B)  No, the option is final once exercised

C)  Yes, by submitting a request before retirement

D)  Only if they switch to private-sector employment

 

Answer: B) No, the option is final once exercised

 

21. Who determines the ‘benchmark corpus’ for employees opting for the Unified Pension Scheme?

A)  Ministry of Finance

B)  Pension Fund Regulatory and Development Authority (PFRDA)

C)  Employees themselves

D)  Reserve Bank of India

 

Answer: B) Pension Fund Regulatory and Development Authority (PFRDA)

 

22. What happens if an employee's individual corpus is higher than the benchmark corpus?

A)  The extra amount is forfeited

B)  The excess amount is credited to the employee’s bank account

C)  The government retains the excess amount

D)  The employee receives an additional pension payout

 

Answer: B) The excess amount is credited to the employee’s bank account

 

23. If an employee is removed or dismissed from service, what happens to their contributions?

A)  They receive the full amount with interest

B)  They forfeit their pension benefits

C)  They are eligible for assured payout under the Unified Pension Scheme

D)  They must transfer their funds to another pension scheme

 

Answer: B) They forfeit their pension benefits

 

24. What is the maximum duration considered for qualifying service under the payout formula?

A)  20 years

B)  30 years

C)  25 years

D)  35 years

 

Answer: C) 25 years

 

25. What is the primary difference between the individual corpus and the pool corpus under the Unified Pension Scheme?

A)  The individual corpus is based on employee and government contributions, while the pool corpus consists of additional government contributions

B)  The individual corpus is managed by PFRDA, while the pool corpus is managed by RBI

C)  The individual corpus can only be accessed after retirement, whereas the pool corpus can be accessed anytime

D)  The individual corpus is fixed, while the pool corpus is variable

 

Answer: A) The individual corpus is based on employee and government contributions, while the pool corpus consists of additional government contributions

 

26.  How is Dearness Relief (DR) calculated under the Unified Pension Scheme?

A)  It is a fixed amount determined by the Ministry of Finance

B)  It is calculated the same way as Dearness Allowance (DA) for serving employees

C)  It depends on the employee’s contributions

D)  It is decided by the employer

 

Answer: B) It is calculated the same way as Dearness Allowance (DA) for serving employees

 

27. What happens if an employee retires with missing contributions that were not made up before retirement?

A)  Their assured payout is reduced proportionally

B)  The government covers the missing amount

C)  The employee is ineligible for pension benefits

D)  Their pension starts later than usual

 

Answer: A) Their assured payout is reduced proportionally

 

28. Under the Unified Pension Scheme, what happens if an employee has less than 10 years of service?

A)  They receive a reduced pension

B)  They are not eligible for the scheme

C)  They receive full assured payout

D)  They must transfer their pension to another scheme

 

Answer: B) They are not eligible for the scheme

 

29. What is the purpose of the ‘default pattern’ of investment under the Unified Pension Scheme?

A)  To ensure uniform returns for all employees

B)  To give employees full control over their investments

C)  To provide a standard investment approach for those who do not choose an investment option

D)  To protect government funds from misuse

 

Answer: C) To provide a standard investment approach for those who do not choose an investment option

 

30. Which government entity is responsible for issuing regulations for the operation of the Unified Pension Scheme?

A)  Ministry of Labour and Employment

B)  Pension Fund Regulatory and Development Authority (PFRDA)

C)  Reserve Bank of India (RBI)

D)  Employees’ Provident Fund Organisation (EPFO)

 

Answer: B) Pension Fund Regulatory and Development Authority (PFRDA)

 

31. Rajesh, a central government employee, has completed 28 years of qualifying service and is planning for voluntary retirement. When will his assured payout start under the Unified Pension Scheme?

A)  Immediately upon retirement

B)  After 5 years of retirement

C)  On the date he would have reached superannuation age

D)  After 10 years of retirement

 

Answer: C) On the date he would have reached superannuation age

 

32. Meena, a government employee, opted for the Unified Pension Scheme. However, at the time of retirement, her individual corpus is ₹42,00,000, while the benchmark corpus is ₹50,00,000. What will happen to her assured payout?

A)  She will receive the full assured payout

B)  Her assured payout will be reduced proportionally

C)  The government will cover the ₹8,00,000 gap

D)  She will not receive any payout

 

Answer: B) Her assured payout will be reduced proportionally

 

33. Ajay has completed 15 years of qualifying service and is retiring under the Unified Pension Scheme. His last 12-month average basic pay was ₹50,000. His individual corpus and benchmark corpus are equal. What will be his assured payout before adding Dearness Relief?

A)  ₹12,500 per month

B)  ₹15,000 per month

C)  ₹25,000 per month

D)  ₹10,000 per month

 

Answer: B) ₹15,000 per month

(Formula: (Basic Pay ÷ 2) × (Qualifying Service ÷ 300) = (50,000 ÷ 2) × (180 ÷ 300) = ₹15,000)

 

34. Ramesh, a government employee, has 10 years of qualifying service and has opted for the Unified Pension Scheme. His average basic pay before retirement was ₹40,000. However, his individual corpus is ₹9,00,000 instead of the required ₹10,00,000 benchmark corpus. What will happen?

A)  He will receive the full ₹10,000 minimum assured payout

B)  His assured payout will be reduced

C)  The government will make up the shortfall

D)  He will not receive any pension

 

Answer: B) His assured payout will be reduced

 

35. Priya, a retired employee under the Unified Pension Scheme, passes away after superannuation. What percentage of her assured payout will be provided to her legally wedded spouse?

A)  100%

B)  80%

C)  60%

D)  No payout is given

 

Answer: C) 60%

 

36. An employee, Suresh, was dismissed from government service due to disciplinary action after 20 years of service. What will happen to his pension benefits under the Unified Pension Scheme?

A)  He will receive the assured payout as usual

B)  He will receive a reduced payout

C)  He will not be eligible for assured payout

D)  His spouse will receive 60% of his payout

 

Answer: C) He will not be eligible for assured payout

 

37. Sunita, a government employee, opted for the Unified Pension Scheme but did not select any investment option for her individual corpus. What will happen to her contributions?

A)  They will be refunded to her at retirement

B)  They will be lost

C)  They will be invested based on the ‘default pattern’ of investment

D)  They will be transferred to the pool corpus

 

Answer: C) They will be invested based on the ‘default pattern’ of investment

 

38. Rahul, a government employee, has completed 12 years of qualifying service. His last drawn basic pay was ₹35,000. His individual corpus and benchmark corpus are equal. What is the minimum assured payout he will receive under the Unified Pension Scheme?

A)  ₹8,400 per month

B)  ₹9,000 per month

C)  ₹10,000 per month

D)  ₹12,000 per month

 

Answer: C) ₹10,000 per month

Explanation: (35,000/2)x(144/300)x(IC/BC) = 8,400 (since IC=BC)

(Since the minimum assured payout for 10 years or more of qualifying service is ₹10,000, he will receive at least this amount.)

 

39. Arjun, a government employee, made partial withdrawals from his pension corpus before retirement. His individual corpus at retirement is now lower than the benchmark corpus. How will this affect his pension?

A)  He will receive the full assured payout

B)  His assured payout will be reduced

C)  The government will compensate for the difference

D)  He will not receive any pension

 

Answer: B) His assured payout will be reduced

 

40. A government employee, Preeti, is retiring under FR 56(j). She has 20 years of service and an average basic pay of ₹55,000. DA rate is 50%. What lump sum amount will she receive, assuming her qualifying service is counted for lump sum calculation?

A)  ₹2,00,000

B)  ₹2,75,400

C)  ₹3,30,000

D)  ₹4,13,100

 

Answer: C) ₹3,30,400.

(Formula: 10% of total emoluments × number of completed six-month periods = 1/10(55,000 + 50% of 55,000) × 40 = ₹3,30,400.)

 

41. Amit, a central government employee, has completed 30 years of service and is set to retire next month. His last 12-month average basic pay was ₹60,000. What will be his full assured payout before adding Dearness Relief?

A)  ₹20,000 per month

B)  ₹25,000 per month

C)  ₹30,000 per month

D)  ₹40,000 per month

 

Answer: C) ₹30,000 per month

(Formula: (Basic Pay ÷ 2) × (Qualifying Service ÷ 300) = (60,000 ÷ 2) × (300 ÷ 300) = ₹30,000)

 

42. Rohan, a government employee, has 22 years of qualifying service and is planning to retire. His individual corpus is ₹48,00,000, whereas his benchmark corpus is ₹50,00,000. What are his options?

A)  He must continue working until he reaches 25 years of service

B)  He can either accept a proportionally reduced payout or arrange additional contributions

C)  He will receive the full assured payout despite the shortfall

D)  His pension benefits will be cancelled

 

Answer: B) He can either accept a proportionally reduced payout or arrange additional contributions

 

43. Sneha, a government employee, had 18 years of service before taking voluntary retirement. Her basic pay was ₹50,000. What will be her proportionate assured payout before adding Dearness Relief?

A)  ₹18,000 per month

B)  ₹20,000 per month

C)  ₹12,000 per month

D)  ₹10,000 per month

 

Answer: A) ₹18,000 per month

(Formula: (Basic Pay ÷ 2) × (Qualifying Service ÷ 300) = (50,000 ÷ 2) × (18x12/300) = ₹18,000)

 

44. Deepak has completed only 8 years of government service and is being dismissed from service. What will happen to his pension benefits under the Unified Pension Scheme?

A)  He will receive the minimum ₹10,000 assured payout

B)  He will receive a proportionate pension

C)  He will not be eligible for any pension benefits

D)  His spouse will receive 60% of his payout

 

Answer: C) He will not be eligible for any pension benefits

 

45. Pooja, a retired government employee, passes away at the age of 65. She was receiving ₹30,000 per month as an assured payout. How much will her legally wedded spouse receive under the family payout provision?

A)  ₹30,000 per month

B)  ₹24,000 per month

C)  ₹18,000 per month

D)  ₹10,000 per month

 

Answer: C) ₹18,000 per month (i.e., 60% of ₹30,000 assured payout)

 

46. Sanjay, a government employee, made partial withdrawals from his pension fund and now has ₹35,00,000 in his individual corpus. However, his benchmark corpus is ₹50,00,000. What will happen to his assured payout?

A)  He will receive the full assured payout

B)  His payout will be proportionally reduced based on the shortfall

C)  The government will compensate for the difference

D)  His pension will be cancelled

 

Answer: B) His payout will be proportionally reduced based on the shortfall

 

47. Mehul, a government employee, is set to retire after completing 25 years of service. His basic pay is ₹55,000, and he has a Dearness Allowance of 50%. What is the one-time lump sum payment he will receive?

A)  ₹4,12,500

B)  ₹4,00,000

C)  ₹5,00,000

D)  ₹6,00,000

 

Answer: A) ₹4,12,500

(Formula: 10% of total emoluments × number of completed six-month periods = (Basic Pay + DA)/10 × (50 six-month periods) = (55,000 + 27,500) × 5 = ₹4,12,500)

 

48. Ravi, a government employee, opts for the Unified Pension Scheme but does not make an investment choice. What will happen to his pension contributions?

A)  He will not receive any pension benefits

B)  His contributions will be lost

C)  His contributions will be invested using the 'default pattern' set by PFRDA

D)  The government will manually distribute his funds

 

Answer: C) His contributions will be invested using the 'default pattern' set by PFRDA

 

49. Kiran, a government employee, completed 30 years of service and had an individual corpus of ₹55,00,000 at retirement. However, his benchmark corpus was ₹50,00,000. What will happen to the excess ₹5,00,000?

A)  It will be forfeited by the government

B)  It will be credited to his bank account

C)  It will be added to the pool corpus

D)  It will be distributed among other employees

 

Answer: B) It will be credited to his bank account

 

50. A government employee, Nitin, is retiring under FR 56(j) after completing 20 years of service. His last drawn basic pay was ₹45,000. DA rate is 50%.  How much lump sum will he receive?

A)  ₹1,37,700

B)  ₹2,06,550

C)  ₹2,70,000

D)  ₹3,44,250

 

Answer: C) ₹2,75,400

A)  (Formula: 10% of total emoluments × number of completed six-month periods = (45,000 + 22,500) × 40/10 = ₹2,70,000)

 


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